Fund Objective & Investor Base

The fund seeks to generate annualized distributions in the 6–9% range by combining structured note coupons with option premiums. Accredited investors benefit from a diversified pool of ELNs on blue-chip equities and index-wide covered call ETFs.

Core Investment Strategies

• Equity-Linked Notes: Customized notes offering fixed or floating coupons, capped by predetermined equity strike levels.
• Covered Call ETFs: ETFs holding equity indices while selling call options to collect regular premium income.

Each position undergoes credit review, volatility analysis and strike selection to align with fund risk parameters.

Target Yields & Risk Controls

The blended portfolio targets distributions above traditional bond markets, subject to market conditions.

• Issuer Exposure Limits: Caps on ELN issuers to reduce single-counterparty risk.
• Strike Discipline: Defined delta ranges for covered calls to balance income and upside potential.
• Index Diversification: Multiple covered call ETFs on varied indices to spread market risk.
• Liquidity Cushion: Cash reserves to meet redemption requests without forced asset sales.

Fund Structure & Oversight

Organized as a private limited partnership under Regulation D, the fund operates with:

• Advisory Committee: Accredited investors reviewing strategy and approving material changes.
• Monthly Reporting: Net asset value, position breakdown and yield analysis delivered each month.
• Annual Audit: Comprehensive audit by a Big Four accounting firm, covering financial statements and controls.
• Fund Administration: Independent fund administrator handles NAV calculations, capital calls and investor communications.

Portfolio Team Qualifications

Our investment team combines senior professionals with:

• CFA Charterholders: Portfolio managers holding Chartered Financial Analyst designations with 15+ years in structured products.
• Advanced Degrees: Masters in Finance, Economics or Financial Engineering.
• Quantitative Expertise: Analysts proficient in Python, R and Excel VBA for risk modelling and back-testing.
• Derivatives Knowledge: Deep understanding of option greeks, volatility surfaces and structured note mechanics.
• Credit Analysis: Team members experienced in rating-agency methodologies and issuer credit reviews.

Benefits of the Private Fixed Income Fund

• Enhanced Income: Access to structured ELNs and option premiums above conventional bonds.
• Diversified Sources: Multiple issuers and indices reduce concentration risk.
• Professional Management: Experienced portfolio managers and analysts overseeing all positions.
• Transparent Reporting: Regular NAV updates, audited statements and clear fee disclosures.

Subscription Process & Eligibility

1. Accreditation Verification: Confirm investor status under Rule 501(a) of Regulation D.
2. Subscription Agreement: Execute private placement documents and fund initial commitment.
3. Onboarding: Complete KYC/AML checks and set up capital transfer arrangements.
4. Deployment: Capital is allocated to ELNs and covered call ETFs according to the fund’s target allocations.
5. Ongoing Engagement: Quarterly calls, monthly reporting and annual audited financials.

Disclaimers & Legal Information

This information is for qualified, accredited investors only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Interests in the fund are offered under an exemption from SEC registration.

Past performance does not predict future returns. ELNs and covered call ETFs involve market, option and credit risks, including potential loss of principal. Distributions depend on available income and fund expenses.

Prospective investors should review the confidential private placement memorandum and consult independent legal, tax and financial advisors prior to investing.